Chapter 01 · Built Within the Rules
Built Within the Rules
Our path runs through compliance, not around it. DIGau has been offered under Regulation D and Regulation S — the SEC framework governing exempt offerings — with the corresponding notice filed with the Commission. An exempt offering carries real limits, chief among them who is eligible to participate, and we would rather state those limits plainly than blur them.
We don't navigate that alone. Tritaurian Capital — a FINRA/SIPC registered broker-dealer, and among the first firms licensed to handle digital private placement securities using distributed ledger technology — serves as compliance consultant on the offering. The work is structured and reviewed by a regulated intermediary rather than assembled in-house.
Broadening access as the regulatory landscape for digital securities matures is an objective we're working toward. It is an objective, not a present condition, and we won't describe it as anything more until it is one.